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Internal documents of the VQF BOVV concerning the rules of professional conduct for asset managers and the Collective Capital Investment Act (KAG)
By-laws VQF Doc-No. 302.1
BOVV regulations VQF Doc-No. 500.01
BOVV rules of professional conduct for asset managers VQF Doc-No. 500.02
BOVV audit concept VQF Doc-No. 500.20
Regulation on fees VQF Doc-No. 1101.5
Explanation of duty of subordination to the VQF BOVV rules of professional conduct with regard to the practice of asset management letter of the VQF BOVV dated 18.09.2009

You can also find further internal documents (information, forms, checklists, aids and instructions) in the VQF SRO member’s folder, which you will receive free of charge immediately on your admission as an SRO member. This additional information is also available in the protected members’ area of this website (see "Members" heading). You will also receive the associated password free of charge on admission.

External links concerning independent asset management with reference to the Collective Capital Investment Act (KAG):

Legal principles:

bullet.gif Federal Act on Collective Capital Investment Schemes of 23 June 2006 (Collective Capital Investment Act, KAG).
bullet.gif Ordinance on Collective Capital Investment Schemes of 22 November 2006 (Collective Capital Investment Ordinance, KKV).
bullet.gif Swiss Code of Obligations (OR)
bullet.gif Concerning the Anti-Money Laundering Act (AMLA): see SRO heading

Important circulars and other publications by the Federal Financial Market Supervisory Authority (FINMA) relating to independent asset management in the context of the KAG:

bullet.gif Circular 2008/8 Public Advertising of Collective Capital Investment Schemes
bullet.gif Circular 2009/1 Guidelines on Asset Management
bullet.gif Frequently asked questions (FAQ) on Circular 2009/1
bullet.gif FINMA report on the hearings of 5 September 2008 concerning the report on "sales commissions" and the draft of the "Guidelines on Asset Management" Circular
bullet.gif Summary of the FINMA report concerning the report on "sales commissions" and the draft of the "Guidelines on Asset Management" Circular
bullet.gif VQF consultation on the draft of the "Guidelines on Asset Management" Circular

Swiss authorities:

bullet.gif Federal Financial Market Supervisory Authority (FINMA)

Organisations:

bullet.gif Swiss Bankers Association
bullet.gif Guidelines for Asset Management Agreements (Swiss Bankers Association)
bullet.gif Swiss Banking Ombudsman
 
Please note that only the German version is legally binding.