VQF Financial Services Standards Association

Links

Internal documents of the VQF BOVV concerning the rules of professional conduct for asset managers and the Collective Capital Investment Act (KAG)

 
By-laws VQF Doc-No. 302.1
BOVV regulations VQF Doc-No. 500.01
BOVV rules of professional conduct for asset managers VQF Doc-No. 500.02
BOVV audit concept VQF Doc-No. 500.20
Regulation on fees VQF Doc-No. 1101.5
Explanation of duty of subordination to the VQF BOVV rules of professional conduct with regard to the practice of asset management

letter of the VQF BOVV dated 18.09.2009
The Supervisory Commission Rules of Procedure VQF Doc-No. 607.1

Appendix to the Supervisory Commission Rules of Procedure

 VQF Doc-No. 607.2

 

 

 

You can also find further internal documents (information, forms, checklists, aids and instructions) in the VQF SRO member’s folder, which you will receive free of charge immediately on your admission as an SRO member. This additional information is also available in the protected members’ area of this website (see "Members" heading). You will also receive the associated password free of charge on admission.

External links concerning independent asset management with reference to the Collective Capital Investment Act (KAG):

 

 

Legal principles:


  • Concerning the Anti-Money Laundering Act (AMLA): see SRO heading

 

 

Important circulars and other publications by the Federal Financial Market Supervisory Authority (FINMA) relating to independent asset management in the context of the KAG:

 

 

Swiss authorities:

 

 

Organisations:

 

 

 

Please note that only the German version is legally binding.