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Legal principles:

 

  • Federal Act on Collective Capital Investment Schemes of 23 June 2006 (Collective Capital Investment Act, KAG).
  • Ordinance on Collective Capital Investment Schemes of 22 November 2006 (Collective Capital Investment Ordinance, KKV).

 

Important circulars and other publications by the Federal Financial Market Supervisory Authority (FINMA) relating to independent asset management in the context of the KAG:

 

  • Frequently ask questions (FAQ) about asset manager in generell
  • Circular 2008/8 Publich Advertising of Collective Capital Investement Schemes
  • Cirular 2009/1 Guidelines on Asset Management
  • Frequently asked questions (FAQ) on Circular 2013/9
  • FINMA report on the hearings of 5 September 2008 concerning the report on "sales commissions" and the draft of the "Guidelines on Asset Management" Circular
  • Summary of the FINMA report concerning the report on "sales commissions" and the draft of the "Guidelines on Asset Management" Circular
  • VQF consultation on the draft of the "Guidelines on Asset Management" Circular

 

 

 


 

 

Please note that only the German version is legally binding.

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    https://www.vqf.ch/en/registration-general-meeting

     



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