VQF Financial Services Standards Association

Companies

Thank you for your interest in our association and our services. We would be very pleased to welcome you as a member of the VQF.

Would you like to join the VQF as a SRO member only or as a VQF BOVV member too? For information about BOVV membership: see BOVV heading

 

 

I. SRO membership only

 

Please read the instructions first. They provide information on all the documents to be submitted. If you have any further questions or anything is unclear we will be pleased to help you to fill out the application form.

Instructions VQF Doc-No. 801.3
Application form VQF Doc-No. 901.1
Description of current/planned business activities VQF Doc-No. 901.2
Signatures page VQF Doc-No. 806.1
Information about ownership/shareholding VQF Doc-No. 807.1
Information about the internal special department VQF Doc-No. 907.1
Details of the person responsible for the AMLA VQF Doc-No. 910.1
Mandate concerning access authorisation VQF Doc-No. 908.1
Company declaration VQF Doc-No. 906.2
Personal declaration VQF Doc-No. 906.1
Checklist for internal guidelines VQF Doc-No. 1108.1
Sample internal guidelines VQF Doc-No. 1108.2

Application for "non-professional financial intermediary" status after admission

VQF Doc-No. 400.4

 

 

II: VQF SRO and BOVV membership


Please read the instructions first. They provide information on all the documents to be submitted. If you have any further questions or anything is unclear we will be pleased to help you to fill out the application form.

 

Instructions

VQF Doc-No. 201.2

Application form

VQF Doc-No. 201.1

Description of current/planned business activities

VQF Doc-No. 201.3

Signatures page

VQF Doc-No. 806.1

Information about ownership/shareholding

VQF Doc-No. 807.1

Information about the internal special department

VQF Doc-No. 907.1

Details of the person responsible for the AMLA

VQF Doc-No. 910.1

Mandate concerning access authorisation

VQF Doc-No. 908.1

Company declaration

VQF Doc-No. 906.2

Personal declaration

VQF Doc-No. 906.1

Checklist for internal guidelines

VQF Doc-No. 1108.1

Sample internal guidelines

VQF Doc-No. 1108.2

Application for "non-professional financial intermediary" status after admission

VQF Doc-No. 400.4

Information concerning the contact person and authorisation of access for the industry organisation division (BOVV)

VQF Doc-No. 500.13

 

 

Please note that only the German version is legally binding.